• to transact any other business that may properly come before the meeting or any adjournment or postponement thereof. Under Securities and Exchange Commission rules, the Company is providing access ...
The Director of the Securities Exchange Commission (“SEC”) Division of Investment Management (the “Director”) gave remarks this month regarding registered investment advisers (“RIAs”) and their proxy ...
Rule 206(4)-6 under the Investment Advisers Act requires a registered investment adviser with proxy voting authority to adopt policies and procedures reasonably designed to ensure that proxies are ...
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