The SEC proposes a welcome and significant increase in the 13F reporting threshold from US$100 million to US$3.5 billion. On July 10, 2020, the US Securities and Exchange Commission (SEC) released a ...
On July 10, 2020, the Securities and Exchange Commission (SEC) voted 3-1 to approve proposed rules that, among other things, would raise the Form 13F reporting threshold for institutional investment ...
Investors rely on various strategies and tools to make informed financial decisions. A 13F form can be one such research tool. It offers a plethora of useful information, including information ...
On 10 July 2020, the SEC released for comment a proposed rule that would change the reporting threshold for Form 13F from $100 million to $3.5 billion for institutional investment managers. The SEC ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Nasdaq, with the support of 328 companies, submitted two comment letters to the SEC in response to its proposed amendments to update Form 13F reporting thresholds, emphasizing how the proposal puts ...
The Securities and Exchange Commission has adopted new Rule 13f-2 to provide greater transparency to investors and other market participants by increasing the public availability of short sale related ...
In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short sale data from which is in response to Section 929X of the Dodd-Frank Wall Street Reform ...
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