The firm reached a confidential agreement with the Jannetti family in its case involving a $133 million FINRA arbitration award.

The regulator will examine how firms supervised "worst-of" structured notes, with a focus on their compliance with best-interest standards.

The Financial Industry Regulatory Authority said on Tuesday that it will review how firms supervise their concentrations in higher-risk structured products, specifically non-principal protected ...

In a recent report on Use of Artificial Intelligence in the Ontario Government, the auditor general reviewed transcription ...

Retirees chasing the JPMorgan Nasdaq Equity Premium Income ETF (NASDAQ:JEPQ) for its near 9.5% distribution yield are buying ...

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Marex Group plc (Nasdaq: MRX) ('Marex” or the 'Company”), a diversified global financial services platform, announced today that it has received the requisite consents from registered holders of its 6 ...

While Silicon Valley builds medical scribes, Dr. Emer built a physician intelligence system governed by clinical ...

Today, there’s no denying that the NASDAQ-100 has been a potent vehicle for capital appreciation. For example, the Invesco ...

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A series of settlements and arbitration awards since late 2022 require Stifel to pay hundreds of millions over ...

OpenAI has introduced a new PowerPoint integration for ChatGPT, enabling users to create, summarise, and edit presentations ...